Christopher John Perry - Aug 2, 2021 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role
President
Signature
Maria Allen, Power of Attorney
Stock symbol
BR
Transactions as of
Aug 2, 2021
Transactions value $
-$85,195
Form type
4
Date filed
8/2/2021, 04:46 PM
Previous filing
Jul 15, 2021
Next filing
Aug 4, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BR Common Stock Options Exercise $72.4K +1.08K +1.91% $67.32 57.2K Aug 2, 2021 Direct F1
transaction BR Common Stock Sale -$158K -900 -1.57% $175.07 56.3K Aug 2, 2021 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BR Stock Option (Right to Buy) Options Exercise $0 -1.08K -5.69% $0.00 17.8K Aug 2, 2021 Common Stock 1.08K $67.32 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on May 11, 2021.
F2 The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on May 11, 2021.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.01 - $175.09, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.