Tracy A. Embree - 01 Aug 2021 Form 4 Insider Report for CUMMINS INC (CMI)

Role
President - Distribution
Signature
/s/ Sharon Barner, Attorney-in-Fact
Issuer symbol
CMI
Transactions as of
01 Aug 2021
Net transactions value
$0
Form type
4
Filing time
02 Aug 2021, 13:22:32 UTC
Previous filing
02 Aug 2021
Next filing
04 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Award $0 +1,979 +15% $0.000000 15,514 01 Aug 2021 Direct
holding CMI Common 45 01 Aug 2021 By 401(k) Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 19,410 01 Aug 2021 Common 19,410 $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 1,910 01 Aug 2021 Common 1,910 $111.84 Direct
holding CMI Stock Option (Right-to-Buy) 1,470 01 Aug 2021 Common 1,470 $120.28 Direct
holding CMI Stock Option (Right-to-Buy) 6,700 01 Aug 2021 Common 6,700 $136.82 Direct
holding CMI Stock Option (Right-to-Buy) 13,320 01 Aug 2021 Common 13,320 $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 1,420 01 Aug 2021 Common 1,420 $149.34 Direct
holding CMI Stock Option (Right-to-Buy) 13,760 01 Aug 2021 Common 13,760 $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 9,560 01 Aug 2021 Common 9,560 $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 13,570 01 Aug 2021 Common 13,570 $163.43 Direct
holding CMI Stock Option (Right-to-Buy) 1,850 01 Aug 2021 Common 1,850 $166.18 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.