Tracy A. Embree - Aug 1, 2021 Form 4 Insider Report for CUMMINS INC (CMI)

Role
President - Distribution
Signature
/s/ Sharon Barner, Attorney-in-Fact
Stock symbol
CMI
Transactions as of
Aug 1, 2021
Transactions value $
$0
Form type
4
Date filed
8/2/2021, 01:22 PM
Previous filing
Aug 2, 2021
Next filing
Nov 4, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Award $0 +1.98K +14.62% $0.00 15.5K Aug 1, 2021 Direct
holding CMI Common 44.7 Aug 1, 2021 By 401(k) Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 19.4K Aug 1, 2021 Common 19.4K $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 1.91K Aug 1, 2021 Common 1.91K $111.84 Direct
holding CMI Stock Option (Right-to-Buy) 1.47K Aug 1, 2021 Common 1.47K $120.28 Direct
holding CMI Stock Option (Right-to-Buy) 6.7K Aug 1, 2021 Common 6.7K $136.82 Direct
holding CMI Stock Option (Right-to-Buy) 13.3K Aug 1, 2021 Common 13.3K $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 1.42K Aug 1, 2021 Common 1.42K $149.34 Direct
holding CMI Stock Option (Right-to-Buy) 13.8K Aug 1, 2021 Common 13.8K $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 9.56K Aug 1, 2021 Common 9.56K $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 13.6K Aug 1, 2021 Common 13.6K $163.43 Direct
holding CMI Stock Option (Right-to-Buy) 1.85K Aug 1, 2021 Common 1.85K $166.18 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.