Charles C. Boettcher - 26 Jul 2021 Form 4 Insider Report for WASTE MANAGEMENT INC (WM)

Role
EVP, Corp Development & CLO
Signature
Courtney Tippy, Attorney-in-fact
Issuer symbol
WM
Transactions as of
26 Jul 2021
Net transactions value
-$4,234,192
Form type
4
Filing time
28 Jul 2021, 15:31:44 UTC
Previous filing
19 Jul 2021
Next filing
13 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WM Common Stock Options Exercise $29,334 +400 +2.1% $73.34 19,491 26 Jul 2021 Direct F1
transaction WM Common Stock Sale $58,801 -400 -2.1% $147.00 19,091 26 Jul 2021 Direct F1, F2
transaction WM Common Stock Options Exercise $2,060,493 +28,097 +147% $73.34 47,188 27 Jul 2021 Direct F1
transaction WM Common Stock Sale $4,175,391 -28,097 -60% $148.61 19,091 27 Jul 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WM Stock Option (Right to Buy) Options Exercise $29,334 -400 -1.4% $73.34 28,097 26 Jul 2021 Common Stock 400 $73.34 Direct F4
transaction WM Stock Option (Right to Buy) Options Exercise $2,060,493 -28,097 -100% $73.34 0 27 Jul 2021 Common Stock 28,097 $73.34 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock option exercise and shares sold pursuant to a 10b5-1 trading plan.
F2 This transaction was executed in multiple trades at prices ranging from $147.00 to $147.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 This transaction was executed in multiple trades at prices ranging from $147.22 to $149.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.