Charles R. Schwab - 12 Jul 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
Chairman, Director
Signature
Jamal Modir, Attorney-in-fact
Issuer symbol
SCHW
Transactions as of
12 Jul 2021
Net transactions value
-$2,823,972
Form type
4
Filing time
13 Jul 2021, 16:45:33 UTC
Previous filing
06 Jul 2021
Next filing
21 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Sale $842,474 -11,701 -0.04% $72.00 32,023,155 12 Jul 2021 by Limited Partnership F1, F2
transaction SCHW Common Stock Sale $980,687 -14,000 -0.04% $70.05 32,009,155 12 Jul 2021 by Limited Partnership F1, F3
transaction SCHW Common Stock Sale $1,000,810 -13,899 -0.04% $72.01 31,995,256 13 Jul 2021 by Limited Partnership F1, F4
holding SCHW Common Stock 44,025 12 Jul 2021 by 188 Corp
holding SCHW Common Stock 872,955 12 Jul 2021 by Spouse as Trustee
holding SCHW Common Stock 84,796,022 12 Jul 2021 by Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021.
F2 This transaction was executed in multiple trades at prices ranging from $72.00 to $72.005. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 This transaction was executed in multiple trades at prices ranging from $70.00 to $70.26. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 This transaction was executed in multiple trades at prices ranging from $72.00 to $72.015. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.