William C. Rhodes III - Jun 29, 2021 Form 4 Insider Report for AUTOZONE INC (AZO)

Role
Chairman, President & CEO, Director
Signature
/s/ William C. Rhodes III
Stock symbol
AZO
Transactions as of
Jun 29, 2021
Transactions value $
-$4,949,587
Form type
4
Date filed
7/1/2021, 07:33 PM
Previous filing
May 28, 2021
Next filing
Jul 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AZO Common Stock Options Exercise $1.91M +4.49K +23.77% $425.11 23.4K Jun 29, 2021 Direct F1
transaction AZO Common Stock Sale -$1.19M -792 -3.39% $1,502.60 22.6K Jun 29, 2021 Direct F2
transaction AZO Common Stock Sale -$1.95M -1.3K -5.75% $1,501.44 21.3K Jun 29, 2021 Direct F3
transaction AZO Common Stock Sale -$3.6M -2.4K -11.27% $1,500.50 18.9K Jun 29, 2021 Direct F4
transaction AZO Common Stock Options Exercise $73.5K +173 +0.92% $425.11 19.1K Jun 30, 2021 Direct
transaction AZO Common Stock Award $70.1K +47 +0.25% $1,492.22 19.1K Jun 30, 2021 Direct F5
transaction AZO Common Stock Award $0 +8 +0.04% $0.00 19.1K Jun 30, 2021 Direct F5
transaction AZO Common Stock Sale -$110K -73 -0.38% $1,500.38 19.1K Jun 30, 2021 Direct
transaction AZO Common Stock Sale -$150K -100 -0.52% $1,502.01 19K Jun 30, 2021 Direct
holding AZO Common Stock 100 Jun 29, 2021 As Co-Trustee for Siblings' Trust #2
holding AZO Common Stock 847 Jun 29, 2021 As Custodian for Son
holding AZO Common Stock 1.72K Jun 29, 2021 As Trustee for Daughter's Trust
holding AZO Common Stock 3.44K Jun 29, 2021 As Trustee for Descendants Trust
holding AZO Common Stock 1.72K Jun 29, 2021 As Trustee for Son's trust
holding AZO Common Stock 4.87K Jun 29, 2021 By Trust for Wife
holding AZO Common Stock 3.22K Jun 29, 2021 GRAT #4
holding AZO Common Stock 3.72K Jun 29, 2021 GRAT #5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AZO Non-Qualified Stock Option (right to buy) Options Exercise $0 -4.49K -23.4% $0.00 14.7K Jun 29, 2021 Common Stock 4.49K $425.11 Direct F6
transaction AZO Non-Qualified Stock Option (right to buy) Options Exercise $0 -173 -1.18% $0.00 14.5K Jun 30, 2021 Common Stock 173 $425.11 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Incudes 1,781 shares previously held by GRAT #4 and 1,277 shares previously held by GRAT #5 which were distributed to the reporting person on March 16, 2021 and April 6, 2021, respectively, in the form of a scheduled annuity payment.
F2 This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,502.17-$1,502.74 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F3 This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,501.00-$1,501.90 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F4 This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,500.00-$1,500.93 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F5 Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.
F6 Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning October 1, 2014.