James Owens - Jun 30, 2021 Form 4 Insider Report for FULLER H B CO (FUL)

Role
President and CEO
Signature
/s/ Timothy J. Keenan, Attorney-in-Fact
Stock symbol
FUL
Transactions as of
Jun 30, 2021
Transactions value $
-$313,350
Form type
4
Date filed
7/1/2021, 01:40 PM
Previous filing
Jun 2, 2021
Next filing
Aug 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FUL Common Stock Sale -$313K -5K -2.45% $62.67 199K Jun 30, 2021 Direct F1
holding FUL Common Stock 362 Jun 30, 2021 By 401(k) Plan F2
holding FUL Common Stock 280 Jun 30, 2021 By Son F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FUL Employee Stock Option (Right-to-Buy) 182K Jun 30, 2021 Common Stock 182K $33.38 Direct F4
holding FUL Employee Stock Option (Right-to-Buy) 80.7K Jun 30, 2021 Common Stock 80.7K $39.64 Direct F4
holding FUL Employee Stock Option (Right-to-Buy) 113K Jun 30, 2021 Common Stock 113K $41.00 Direct F4
holding FUL Employee Stock Option (Right-to-Buy) 226K Jun 30, 2021 Common Stock 226K $45.04 Direct F5
holding FUL Employee Stock Option (Right-to-Buy) 239K Jun 30, 2021 Common Stock 239K $48.35 Direct F5
holding FUL Employee Stock Option (Right-to-Buy) 79.1K Jun 30, 2021 Common Stock 79.1K $48.92 Direct F4
holding FUL Employee Stock Option (Right-to-Buy) 152K Jun 30, 2021 Common Stock 152K $50.10 Direct F4
holding FUL Employee Stock Option (Right-to-Buy) 188K Jun 30, 2021 Common Stock 188K $51.89 Direct F5
holding FUL Employee Stock Option (Right-to-Buy) 147K Jun 30, 2021 Common Stock 147K $53.57 Direct F4
holding FUL Performance Stock Units 8.41K Jun 30, 2021 Common Stock 8.41K $0.00 Direct F6, F7, F8
holding FUL Performance Stock Units (CEO) 8.54K Jun 30, 2021 Common Stock 8.54K $0.00 Direct F6, F9, F10
holding FUL Performance Stock Units (CEO) 16.7K Jun 30, 2021 Common Stock 16.7K $0.00 Direct F6, F10, F11
holding FUL Restricted Stock Units 24K Jun 30, 2021 Common Stock 24K $0.00 Direct F12, F13, F14
holding FUL Restricted Stock Units 28.3K Jun 30, 2021 Common Stock 28.3K $0.00 Direct F12, F14
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
F2 This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
F3 Held jointly by spouse and son.
F4 This option is 100% vested.
F5 This option vests in three equal annual installments beginning on the date shown.
F6 These performance stock units convert into shares of common stock on a 1-for-1 basis.
F7 These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.
F8 This amount has been adjusted to reflect a decrease in number of performance stock units from the original grant based on performance criteria. Amount also includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
F9 These performance stock units vest in three equal annual installments beginning on the date shown, subject to one or more performance measures being achieved.
F10 Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
F11 These performance stock units vest in three equal annual installments beginning on the date shown only if one or more of the performance measures in the CEO's short-term incentive program measures are met at the threshold level for fiscal 2020 as determined by the Compensation Committee.
F12 These restricted stock units convert into shares of common stock on a 1-for-1 basis.
F13 These restricted stock units vest in three equal annual installments beginning on the date shown.
F14 Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.