Christopher John Nelson - 15 Jun 2021 Form 4 Insider Report for CARRIER GLOBAL Corp (CARR)

Role: President, HVAC
Signature: /s/ William Langston as Attorney-in-Fact
Issuer symbol: CARR
Transactions as of: 15 Jun 2021
Net transactions value: -$2,217,852
Form type: 4
Filing time: 17 Jun 2021, 16:20:37 UTC
Next filing: 18 Aug 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CARR	Common Stock	Options Exercise	$0	+106,631	+272%	$0.000000	145,878	15 Jun 2021	Direct	F1
transaction	CARR	Common Stock	Tax liability	$2,217,852	-47,665	-33%	$46.53	98,213	15 Jun 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CARR	Restricted Stock Unit RSU	Options Exercise	$0	-106,631	-100%	$0.000000^*	0	15 Jun 2021	Common Stock	106,631		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock.
F2	The reporting person was granted these RSUs on June 15, 2017 by United Technologies Corporation (UTC), the former parent company of this issuer.