Christopher John Nelson - Jun 15, 2021 Form 4 Insider Report for CARRIER GLOBAL Corp (CARR)

Role: President, HVAC
Signature: /s/ William Langston as Attorney-in-Fact
Stock symbol: CARR
Transactions as of: Jun 15, 2021
Transactions value $: -$2,217,852
Form type: 4
Date filed: 6/17/2021, 04:20 PM
Next filing: Aug 18, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CARR	Common Stock	Options Exercise	$0	+107K	+271.69%	$0.00	146K	Jun 15, 2021	Direct	F1
transaction	CARR	Common Stock	Tax liability	-$2.22M	-47.7K	-32.67%	$46.53	98.2K	Jun 15, 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CARR	Restricted Stock Unit RSU	Options Exercise	$0	-107K	-100%	$0.00^*	0	Jun 15, 2021	Common Stock	107K		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock.
F2	The reporting person was granted these RSUs on June 15, 2017 by United Technologies Corporation (UTC), the former parent company of this issuer.