Hanif Dahya - Jun 15, 2021 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYCB)

Role
Director
Signature
/s/ Salvatore J. DiMartino, Power of Attorney
Stock symbol
NYCB
Transactions as of
Jun 15, 2021
Transactions value $
$238,194
Form type
4
Date filed
6/15/2021, 07:07 PM
Next filing
Jan 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NYCB Common Stock Gift $0 -1.8K -100% $0.00* 0 Jan 29, 2021 Direct F1
transaction NYCB Common Stock Gift $0 -1.5K -100% $0.00* 0 Feb 15, 2021 Direct F1
transaction NYCB Common Stock Gift $0 -1.5K -100% $0.00* 0 Mar 1, 2021 Direct F1
transaction NYCB Common Stock Gift $0 -3K -100% $0.00* 0 Apr 1, 2021 Direct F1
transaction NYCB Common Stock Gift $0 -3K -100% $0.00* 0 May 1, 2021 Direct F1
transaction NYCB Common Stock Gift $0 +1.8K +1.28% $0.00 142K Jan 29, 2021 By Spouse
transaction NYCB Common Stock Gift $0 +1.5K +1.05% $0.00 144K Feb 15, 2021 By Spouse
transaction NYCB Common Stock Gift $0 +1.5K +1.04% $0.00 145K Mar 1, 2021 By Spouse
transaction NYCB Common Stock Gift $0 +3K +2.06% $0.00 148K Apr 1, 2021 By Spouse
transaction NYCB Common Stock Gift $0 +3K +2.02% $0.00 151K May 1, 2021 By Spouse
transaction NYCB Common Stock Purchase $238K +20K +13.22% $11.91 171K Jun 15, 2021 By Spouse F2
holding NYCB Series A Preferred Stock 1.64K Jun 15, 2021 Direct
holding NYCB Common Stock 3K Jun 15, 2021 By Stock Award IX F3
holding NYCB Common Stock 3K Jun 15, 2021 By Stock Award X F4
holding NYCB Common Stock 4.5K Jun 15, 2021 By Stock Award XI F5
holding NYCB Common Stock 7.21K Jun 15, 2021 By Stock Award XII F6
holding NYCB Common Stock 11.4K Jun 15, 2021 By Stock Award XIII F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares gifted includes certain shares that were previously held by Stock Awards and that have subsequently vested.
F2 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.90 to $11.93, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
F3 The remaining 3,000 shares, granted under Stock Award IX on April 1, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on April 1, 2022.
F4 The remaining 3,000 shares, granted under Stock Award X on February 15, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on February 15, 2022.
F5 The remaining 4,500 shares, granted under Stock Award XI on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on March 1, 2022.
F6 The remaining 7,208 shares, granted under Stock Award XII on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on January 29, 2022.
F7 11,405 shares granted under Stock Award XIII on January 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on January 26, 2022.