Ronald A. Rosenfeld - Jun 14, 2021 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYCB)

Role: Director
Signature: /s/ Salvatore J. DiMartino, Power of Attorney
Stock symbol: NYCB
Transactions as of: Jun 14, 2021
Transactions value $: $231,600
Form type: 4
Date filed: 6/14/2021, 06:18 PM
Next filing: Aug 11, 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NYCB	Common Stock	Purchase	$232K	+20K	+20.04%	$11.58	120K	Jun 14, 2021	By RAR Trust	F1, F2
holding	NYCB	Common Stock						5K	Jun 14, 2021	By RAR Trust II
holding	NYCB	Common Stock						2.88K	Jun 14, 2021	By Stock Award IX	F3
holding	NYCB	Common Stock						600	Jun 14, 2021	By Stock Award VI	F4
holding	NYCB	Common Stock						1.2K	Jun 14, 2021	By Stock Award VII	F5
holding	NYCB	Common Stock						1.8K	Jun 14, 2021	By Stock Award VIII	F6
holding	NYCB	Common Stock						8.21K	Jun 14, 2021	By Stock Award X	F7

Showing 1 to 7 of 7 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.575 to $11.585, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
F2	The number of shares held by RAR Trust includes certain shares that were previously held by Stock Awards and that have subsequently vested.
F3	The remaining 2,884 shares granted under Stock Award IX on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan. The shares will vest in four equal annual installments commencing on January 29, 2022.
F4	The remaining 600 shares, granted under Stock Award VI on April 1, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on April 1, 2022.
F5	The remaining 1,200 shares, granted under Stock Award VII on February 15, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on February 15, 2022.
F6	The remaining 1,800 shares, granted under Stock Award VIII on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on March 1, 2022.
F7	8,212 shares granted under Stock Award X on January 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on January 26, 2022.