Peter B. Crawford - Jun 3, 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
EVP and CFO
Signature
Jamal Modir, Attorney-in-fact
Stock symbol
SCHW
Transactions as of
Jun 3, 2021
Transactions value $
-$525,943
Form type
4
Date filed
6/3/2021, 03:20 PM
Previous filing
Jun 2, 2021
Next filing
Aug 24, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $116K +8.5K +26.16% $13.64* 41K Jun 3, 2021 by Trust
transaction SCHW Common Stock Sale -$642K -8.5K -20.73% $75.52 32.5K Jun 3, 2021 by Trust F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -8.5K -100% $0.00* 0 Jun 3, 2021 Common Stock 8.5K $13.64 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2021.
F2 This transaction was executed in multiple trades at prices ranging from $75.50 to $75.555. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.