Peter B. Crawford - 03 Jun 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Signature
Jamal Modir, Attorney-in-fact
Issuer symbol
SCHW
Transactions as of
03 Jun 2021
Net transactions value
-$525,943
Form type
4
Filing time
03 Jun 2021, 15:20:52 UTC
Previous filing
02 Jun 2021
Next filing
24 Aug 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $115,940 +8,500 +26% $13.64* 40,997 03 Jun 2021 by Trust
transaction SCHW Common Stock Sale $641,883 -8,500 -21% $75.52 32,497 03 Jun 2021 by Trust F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -8,500 -100% $0.000000* 0 03 Jun 2021 Common Stock 8,500 $13.64 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2021.
F2 This transaction was executed in multiple trades at prices ranging from $75.50 to $75.555. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.