James C. Fish Jr. - 01 Jun 2021 Form 4 Insider Report for WASTE MANAGEMENT INC (WM)

Role
Pres, Chief Executive Officer
Signature
Courtney Tippy, Attorney-in-fact
Issuer symbol
WM
Transactions as of
01 Jun 2021
Net transactions value
-$18,491,497
Form type
4
Filing time
03 Jun 2021, 14:07:59 UTC
Previous filing
19 May 2021
Next filing
10 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WM Common Stock Options Exercise $5,665,174 +57,283 +25% $98.90 284,012 01 Jun 2021 Direct F1
transaction WM Common Stock Options Exercise $4,210,846 +49,342 +17% $85.34 333,354 01 Jun 2021 Direct F1
transaction WM Common Stock Sale $18,493,470 -131,625 -39% $140.50 201,729 01 Jun 2021 Direct F1, F2
holding WM Common Stock 4,025 01 Jun 2021 By 401(k) Plan
holding WM Common Stock 846 01 Jun 2021 Fish 2018 Annual Exclusion Trust 1
holding WM Common Stock 846 01 Jun 2021 Fish 2018 Annual Exclusion Trust 2
holding WM Common Stock 8,500 01 Jun 2021 The Nicole M Fish GST Trust
holding WM Common Stock 8,500 01 Jun 2021 The Stephanie M Fish GST Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WM Stock Option (Right to Buy) Options Exercise $5,665,174 -57,283 -50% $98.90 57,283 01 Jun 2021 Common Stock 57,283 $98.90 Direct F3
transaction WM Stock Option (Right to Buy) Options Exercise $4,208,873 -49,342 -100% $85.30 0 01 Jun 2021 Common Stock 49,342 $85.34 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock option exercise and shares sold pursuant to a 10b5-1 trading plan.
F2 This transaction was executed in multiple trades at prices ranging from $140.08 to $141.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.