William S. Haraf - May 28, 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
Director
Signature
Jamal Modir, Attorney-in-fact
Stock symbol
SCHW
Transactions as of
May 28, 2021
Transactions value $
-$334,921
Form type
4
Date filed
5/28/2021, 04:38 PM
Previous filing
May 19, 2021
Next filing
May 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $245K +7.84K +24.11% $31.21 40.3K May 28, 2021 Direct
transaction SCHW Common Stock Sale -$579K -7.84K -19.42% $73.96 32.5K May 28, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -7.84K -100% $0.00* 0 May 28, 2021 Common Stock 7.84K $31.21 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $73.92 to $73.99. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 The date first exercisable is 5/15/2016.