William S. Haraf - 28 May 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
Director
Signature
Jamal Modir, Attorney-in-fact
Issuer symbol
SCHW
Transactions as of
28 May 2021
Net transactions value
-$334,921
Form type
4
Filing time
28 May 2021, 16:38:40 UTC
Previous filing
19 May 2021
Next filing
23 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $244,530 +7,835 +24% $31.21 40,336 28 May 2021 Direct
transaction SCHW Common Stock Sale $579,452 -7,835 -19% $73.96 32,501 28 May 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -7,835 -100% $0.000000* 0 28 May 2021 Common Stock 7,835 $31.21 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $73.92 to $73.99. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 The date first exercisable is 5/15/2016.