Arun Sarin - 28 May 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
Director
Signature
Jamal Modir, Attorney-in-fact
Issuer symbol
SCHW
Transactions as of
28 May 2021
Net transactions value
-$1,050,426
Form type
4
Filing time
28 May 2021, 15:18:36 UTC
Previous filing
19 May 2021
Next filing
17 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $275,567 +14,345 +87% $19.21 30,810 28 May 2021 by Trust
transaction SCHW Common Stock Options Exercise $137,555 +5,500 +18% $25.01 36,310 28 May 2021 by Trust
transaction SCHW Common Stock Sale $1,463,549 -19,845 -55% $73.75 16,465 28 May 2021 by Trust F1
holding SCHW Common Stock 4,997 28 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -5,500 -52% $0.000000 5,011 28 May 2021 Common Stock 5,500 $25.01 Direct F2
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -14,345 -100% $0.000000* 0 28 May 2021 Common Stock 14,345 $19.21 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $73.68 to $73.805. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 The date first exercisable is 5/19/2015.
F3 The date first exercisable is 5/20/2014.