Arun Sarin - May 28, 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
Director
Signature
Jamal Modir, Attorney-in-fact
Stock symbol
SCHW
Transactions as of
May 28, 2021
Transactions value $
-$1,050,426
Form type
4
Date filed
5/28/2021, 03:18 PM
Previous filing
May 19, 2021
Next filing
Aug 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $276K +14.3K +87.12% $19.21 30.8K May 28, 2021 by Trust
transaction SCHW Common Stock Options Exercise $138K +5.5K +17.85% $25.01 36.3K May 28, 2021 by Trust
transaction SCHW Common Stock Sale -$1.46M -19.8K -54.65% $73.75 16.5K May 28, 2021 by Trust F1
holding SCHW Common Stock 5K May 28, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -5.5K -52.33% $0.00 5.01K May 28, 2021 Common Stock 5.5K $25.01 Direct F2
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -14.3K -100% $0.00* 0 May 28, 2021 Common Stock 14.3K $19.21 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $73.68 to $73.805. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 The date first exercisable is 5/19/2015.
F3 The date first exercisable is 5/20/2014.