Jonathan M. Craig - 27 May 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
Senior EVP
Signature
Jamal Modir, Attorney-in-fact
Issuer symbol
SCHW
Transactions as of
27 May 2021
Net transactions value
-$594,975
Form type
4
Filing time
27 May 2021, 18:08:26 UTC
Next filing
03 Jun 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $329,875 +12,500 $26.39 12,500 27 May 2021 by Trust
transaction SCHW Common Stock Sale $924,850 -12,500 -100% $73.99 0 27 May 2021 by Trust F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -12,500 -26% $0.000000 34,953 27 May 2021 Common Stock 12,500 $26.39 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2020.
F2 This transaction was executed in multiple trades at prices ranging from $73.98 to $73.995. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.