Peter B. Crawford - May 24, 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
EVP and CFO
Signature
Jamal Modir, Attorney-in-fact
Stock symbol
SCHW
Transactions as of
May 24, 2021
Transactions value $
-$712,331
Form type
4
Date filed
5/24/2021, 06:35 PM
Next filing
Jun 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $164K +12K +37.39% $13.64* 44.1K May 24, 2021 by Trust
transaction SCHW Common Stock Sale -$876K -12K -27.21% $73.00 32.1K May 24, 2021 by Trust F1
holding SCHW Common Stock 798 May 24, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -12K -58.54% $0.00 8.5K May 24, 2021 Common Stock 12K $13.64 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $73.00 to $73.005. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.