Peter B. Crawford - 24 May 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Signature
Jamal Modir, Attorney-in-fact
Issuer symbol
SCHW
Transactions as of
24 May 2021
Net transactions value
-$712,331
Form type
4
Filing time
24 May 2021, 18:35:42 UTC
Next filing
02 Jun 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $163,680 +12,000 +37% $13.64* 44,095 24 May 2021 by Trust
transaction SCHW Common Stock Sale $876,011 -12,000 -27% $73.00 32,095 24 May 2021 by Trust F1
holding SCHW Common Stock 798 24 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -12,000 -59% $0.000000 8,500 24 May 2021 Common Stock 12,000 $13.64 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $73.00 to $73.005. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.