Christopher L. Henson - May 19, 2021 Form 4 Insider Report for TRUIST FINANCIAL CORP (TFC)

Role
Head of Banking and Insurance
Signature
Carla Brenwald, Attorney-in-fact
Stock symbol
TFC
Transactions as of
May 19, 2021
Transactions value $
$0
Form type
4
Date filed
5/21/2021, 03:54 PM
Next filing
Oct 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFC Common Stock Gift $0 -90 -0.05% $0.00 191K May 19, 2021 Direct
holding TFC Common Stock 49.6K May 19, 2021 By 401(k) F1
holding TFC Common Stock 1.42K May 19, 2021 By Custodian for Child - Kristen
holding TFC Common Stock 1.42K May 19, 2021 By Custodian for Child - Sydney
holding TFC Common Stock 8.59K May 19, 2021 By IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TFC Stock Option (right to buy) 42.2K May 19, 2021 Common Stock 42.2K $32.10 Direct F2
holding TFC Stock Option (right to buy) 29.8K May 19, 2021 Common Stock 29.8K $37.55 Direct F3
holding TFC Stock Option (right to buy) 49.4K May 19, 2021 Common Stock 49.4K $38.22 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,087.880 shares acquired between January 1, 2021 and March 31, 2021, under the Issuer's 401(k) plan. The information in this report is based on plan statements dated January 1, 2021 through March 31, 2021.
F2 On February 23, 2016, the reporting person was granted an option to purchase 63,307 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2017, 2018, and 2019. The performance criteria for 2019 were met, resulting in 21,102 options being earned.
F3 On February 25, 2014, the reporting person was granted an option to purchase 29,763 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending February 25, 2015, 2016, and 2017. The performance criteria for 2017 were met, resulting in 9,922 options being earned.
F4 On February 24, 2015, the reporting person was granted an option to purchase 49,375 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2016, 2017, and 2018. The performance criteria for 2018 were met, resulting in 16,458 options being earned.