Charles A. Ruffel - May 17, 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role: Director
Signature: Jamal Modir, Attorney-in-fact
Stock symbol: SCHW
Transactions as of: May 17, 2021
Transactions value $: $0
Form type: 4
Date filed: 5/19/2021, 05:47 PM
Next filing: Jul 6, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SCHW	Common Stock	Award	$0	+1.53K	+19.73%	$0.00	9.28K	May 17, 2021	Direct	F1
holding	SCHW	Common Stock						2.49K	May 17, 2021	by 401(k)
holding	SCHW	Common Stock						9.12K	May 17, 2021	By IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SCHW	Nonqualified Stock Option (right to buy)	Award	$0	+4.39K		$0.00	4.39K	May 17, 2021	Common Stock	4.39K	$73.00	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.
F2	The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.