Walter W. Bettinger - May 14, 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
President and CEO, Director
Signature
Jamal Modir, Attorney-in-fact
Stock symbol
SCHW
Transactions as of
May 14, 2021
Transactions value $
-$2,208,063
Form type
4
Date filed
5/14/2021, 05:47 PM
Previous filing
May 11, 2021
Next filing
Oct 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $960K +33.8K +16.24% $28.44 242K May 14, 2021 Direct
transaction SCHW Common Stock Options Exercise $440K +16K +6.63% $27.45 258K May 14, 2021 Direct
transaction SCHW Common Stock Sale -$3.61M -49.8K -19.32% $72.47 208K May 14, 2021 Direct F1
holding SCHW Common Stock 6.28K May 14, 2021 by ESOP
holding SCHW Common Stock 2.57K May 14, 2021 by ESPP
holding SCHW Common Stock 2.41K May 14, 2021 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -16K -100% $0.00* 0 May 14, 2021 Common Stock 16K $27.45 Direct
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -33.8K -100% $0.00* 0 May 14, 2021 Common Stock 33.8K $28.44 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $72.47 to $72.475. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.