Walter W. Bettinger - 14 May 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
President and CEO, Director
Signature
Jamal Modir, Attorney-in-fact
Issuer symbol
SCHW
Transactions as of
14 May 2021
Net transactions value
-$2,208,063
Form type
4
Filing time
14 May 2021, 17:47:08 UTC
Previous filing
11 May 2021
Next filing
19 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $960,419 +33,770 +16% $28.44 241,684 14 May 2021 Direct
transaction SCHW Common Stock Options Exercise $439,694 +16,018 +6.6% $27.45 257,702 14 May 2021 Direct
transaction SCHW Common Stock Sale $3,608,176 -49,788 -19% $72.47 207,914 14 May 2021 Direct F1
holding SCHW Common Stock 6,279 14 May 2021 by ESOP
holding SCHW Common Stock 2,569 14 May 2021 by ESPP
holding SCHW Common Stock 2,412 14 May 2021 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -16,018 -100% $0.000000* 0 14 May 2021 Common Stock 16,018 $27.45 Direct
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -33,770 -100% $0.000000* 0 14 May 2021 Common Stock 33,770 $28.44 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $72.47 to $72.475. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.