Steven M. Raney - May 10, 2021 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
President & CEO RJBank
Signature
/s/ Steven M. Raney by Jonathan J. Doyle as Attorney-in-Fact
Stock symbol
RJF
Transactions as of
May 10, 2021
Transactions value $
-$271,598
Form type
4
Date filed
5/11/2021, 05:06 PM
Next filing
Dec 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Sale -$50.3K -370 -1.06% $136.07 34.5K May 10, 2021 Direct F1, F2, F3
transaction RJF Common Stock Sale -$221K -1.63K -4.72% $135.74 32.9K May 10, 2021 Direct F1, F3, F4
holding RJF Common Stock 1.83K May 10, 2021 ESOP F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
F2 Reflects the weighted average sale price. The range of prices for such transaction was $136.05 to $136.08.
F3 Includes 51 shares of common stock acquired on March 2, 2021, pursuant to the registrant's Employee Stock Purchase Plan.
F4 Reflects the weighted average sale price. The range of prices for such transaction was $135.04 to $136.02.
F5 Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through May 10, 2021.

Remarks:

This Form 4 reports the open market sale by the reporting person of shares of common stock.