Kenneth A. Goldman - 17 Jul 2025 Form 4 Insider Report for WEALTHFRONT CORP (WLTH)

Role
Director
Signature
/s/ Lauren Lin, as Attorney-in-Fact
Issuer symbol
WLTH
Transactions as of
17 Jul 2025
Net transactions value
-$608,216
Form type
4
Filing time
15 Dec 2025, 20:35:59 UTC
Previous filing
30 Jun 2025
Next filing
21 Aug 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
GOLDMAN KENNETH A Director C/O WEALTHFRONT CORPORATION, 261 HAMILTON AVENUE, PALO ALTO /s/ Lauren Lin, as Attorney-in-Fact 15 Dec 2025 0001218470

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WLTH Common Stock Options Exercise $0 +6,945 $0.000000 6,945 11 Dec 2025 Direct
transaction WLTH Common Stock Options Exercise $0 +27,778 +400% $0.000000 34,723 11 Dec 2025 Direct
transaction WLTH Common Stock Options Exercise $0 +30,500 +88% $0.000000 65,223 11 Dec 2025 Direct
transaction WLTH Common Stock Options Exercise $0 +15,496 +24% $0.000000 80,719 11 Dec 2025 Direct
transaction WLTH Common Stock Sale $532,994 -38,071 -47% $14.00 42,648 11 Dec 2025 Direct F1
transaction WLTH Common Stock Sale $75,222 -5,373 -100% $14.00 0 11 Dec 2025 By Goldman-Valeriote Family Trust F1, F2
transaction WLTH Common Stock Conversion of derivative security +53,732 48,359 15 Dec 2025 By Goldman-Valeriote Family Trust F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WLTH Series C Preferred Stock Gift -25,000 -32% 53,732 17 Jul 2025 Common Stock 25,000 By Goldman-Valeriote Family Trust F2, F3, F4, F5
transaction WLTH Restricted Stock Units Options Exercise $0 -6,945 -100% $0.000000 0 11 Dec 2025 Common Stock 6,945 Direct F6, F7, F8
transaction WLTH Restricted Stock Units Options Exercise $0 -27,778 -100% $0.000000 0 11 Dec 2025 Common Stock 27,778 Direct F6, F8, F9
transaction WLTH Restricted Stock Units Options Exercise $0 -30,500 -100% $0.000000 0 11 Dec 2025 Common Stock 30,500 Direct F6, F8, F10
transaction WLTH Restricted Stock Units Options Exercise $0 -15,496 -100% $0.000000 0 11 Dec 2025 Common Stock 15,496 Direct F6, F8, F11
transaction WLTH Series C Preferred Stock Conversion of derivative security -53,732 -100% 0 15 Dec 2025 Common Stock 53,732 By Goldman-Valeriote Family Trust F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported sale transaction represents the reporting person's participation in the Issuer's secondary offering, which occurred in conjunction with the IPO.
F2 The reported securities are directly held by the Goldman-Valeriote Family Trust, for which the reporting person serves as trustee.
F3 Pursuant to the Issuer's Restated Certificate of Incorporation, each share of Series C Convertible Preferred Stock ("Preferred Stock") may be converted, at the option of the holder, at any time. In connection with the completion of the Issuer's initial public offering ("IPO") of its Common Stock, each share of Preferred Stock automatically converted into shares of Common Stock at a ratio of 1-for-1. The securities have no expiration date.
F4 The transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the IPO, and the transaction is reported herein pursuant to Rule 16a-2(a).
F5 The reported transaction represents a gift, for no consideration, which is exempt pursuant to Rule 16b-5.
F6 Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.
F7 The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested as to 1/8 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on March 15, 2023. The award was fully time-vested as of December 15, 2024, and the entire award was settled for shares of the Issuer's Common Stock in connection with the IPO.
F8 These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.
F9 The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO and a service-based vesting requirement which was deemed satisfied as of the grant date, November 22, 2022. The entire award was settled for shares of the Issuer's Common Stock in connection with the IPO.
F10 The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO and a service-based vesting requirement which was deemed satisfied as of the grant date, January 25, 2023. The entire award was settled for shares of the Issuer's Common Stock in connection with the IPO.
F11 The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO and a service-based vesting requirement which was deemed satisfied as of the grant date, February 21, 2024. The entire award was settled for shares of the Issuer's Common Stock in connection with the IPO.