Kenneth A. Goldman - 11 Dec 2025 Form 3 Insider Report for WEALTHFRONT CORP (WLTH)

Role
Director
Signature
/s/ Lauren Lin, as Attorney-in-Fact
Issuer symbol
WLTH
Transactions as of
11 Dec 2025
Net transactions value
$0
Form type
3
Filing time
11 Dec 2025, 20:53:26 UTC
Previous filing
02 Oct 2025
Next filing
31 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
GOLDMAN KENNETH A Director C/O WEALTHFRONT CORPORATION, 261 HAMILTON AVENUE, PALO ALTO /s/ Lauren Lin, as Attorney-in-Fact 11 Dec 2025 0001218470

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WLTH Series C Preferred Stock 11 Dec 2025 Common Stock 53,732 By Goldman-Valeriote Family Trust F1, F2
holding WLTH Stock Option (Right to Buy) 11 Dec 2025 Common Stock 300,000 $2.91 Direct F3
holding WLTH Restricted Stock Units 11 Dec 2025 Common Stock 6,945 Direct F4, F5, F6
holding WLTH Restricted Stock Units 11 Dec 2025 Common Stock 27,778 Direct F5, F6, F7
holding WLTH Restricted Stock Units 11 Dec 2025 Common Stock 30,500 Direct F5, F6, F8
holding WLTH Restricted Stock Units 11 Dec 2025 Common Stock 15,496 Direct F5, F6, F9
holding WLTH Restricted Stock Units 11 Dec 2025 Common Stock 17,007 Direct F5, F6, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to the Issuer's Restated Certificate of Incorporation, as amended, each share of Series C Convertible Preferred Stock ("Preferred Stock") may be converted, at the option of the holder, at any time. In connection with the completion of the Issuer's initial public offering ("IPO") of its Common Stock, each share of Preferred Stock shall automatically convert into shares of Common Stock at a ratio of 1-for-1. The securities have no expiration date.
F2 The reported securities are directly held by the Goldman-Valeriote Family Trust, for which the reporting person serves as trustee.
F3 The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on April 18, 2025.
F4 The award was granted subject to a performance-based vesting condition which shall be satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested as to 1/8 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on March 15, 2023. The award was fully time-vested as of December 15, 2024, and the entire award will be settled for shares of the Issuer's Common Stock in connection with the IPO.
F5 These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.
F6 Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.
F7 The award was granted subject to a performance-based vesting condition which shall be satisfied in connection with the IPO and a service-based vesting requirement which was deemed satisfied as of the grant date, November 22, 2022. The entire award will be settled for shares of the Issuer's Common Stock in connection with the IPO.
F8 The award was granted subject to a performance-based vesting condition which shall be satisfied in connection with the IPO and a service-based vesting requirement which was deemed satisfied as of the grant date, January 25, 2023. The entire award will be settled for shares of the Issuer's Common Stock in connection with the IPO.
F9 The award was granted subject to a performance-based vesting condition which shall be satisfied in connection with the IPO and a service-based vesting requirement which was deemed satisfied as of the grant date, February 21, 2024. The entire award will be settled for shares of the Issuer's Common Stock in connection with the IPO.
F10 The award was granted subject to a performance-based vesting condition which shall be satisfied in connection with the IPO, as well as a service-based vesting schedule. The entire award shall vest on March 15, 2026, subject to the reporting person's continued service to the Issuer on the vesting date.