Alexander L. Johnson - Jul 19, 2021 Form 3 Insider Report for CareDx, Inc. (CDNA)

Role
Chief Business Officer
Signature
/s/ Peter Maag, as attorney-in-fact for Alexander L. Johnson
Stock symbol
CDNA
Transactions as of
Jul 19, 2021
Transactions value $
$0
Form type
3
Date filed
7/20/2021, 06:57 PM
Next filing
Aug 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CDNA Common Stock 28K Jul 19, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CDNA Employee Stock Option (right to buy) Jul 19, 2021 Common Stock 2.92K $9.13 Direct F3
holding CDNA Employee Stock Option (right to buy) Jul 19, 2021 Common Stock 3.44K $12.24 Direct F4
holding CDNA Employee Stock Option (right to buy) Jul 19, 2021 Common Stock 6.67K $27.17 Direct F5
holding CDNA Employee Stock Option (right to buy) Jul 19, 2021 Common Stock 10.7K $24.35 Direct F6
holding CDNA Employee Stock Option (right to buy) Jul 19, 2021 Common Stock 2.5K $34.49 Direct F7
holding CDNA Employee Stock Option (right to buy) Jul 19, 2021 Common Stock 8K $87.37 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Comprised of (i) 1,896 shares of common stock held directly, (ii) 4,000 shares of common stock represented by restricted stock units ("RSUs"), 2,000 shares of which shall vest on January 25, 2022 and 2,000 shares of which shall vest on January 25, 2023, (iii) 2,500 shares of common stock represented by RSUs, 1,250 shares of which shall vest on June 3, 2022 and 1,250 of which shall vest on June 3, 2023, (iv) 1,875 shares of common stock represented by RSUs, 625 shares of which shall vest on August 6, 2021 and 625 shares of which shall vest on each anniversary thereafter, (v) 6,000 shares of common stock represented by RSUs, 2,000 shares of which shall vest on January 29, 2022 and 2,000 shares of which shall vest on each anniversary thereafter, (vi) 3,750 shares of common stock represented by RSUs, 1,250 shares of which shall vest on July 6, 2022 and 1,250 shares of which shall vest on each anniversary thereafter, (continued in footnote 2)
F2 (continued)(vii) 4,000 shares of common stock represented by RSUs, 1,000 shares of which shall vest on February 3, 2022 and 1,000 shares of which shall vest on each anniversary thereafter, and (viii) 4,000 shares of common stock represented by RSUs, 1,000 shares of which shall vest on February 3, 2022 and 1,000 shares of which shall vest on each anniversary thereafter.
F3 25% of the shares subject to an option for 10,000 shares of common stock vested on April 16, 2019, and 1/48th of the shares subject to the option vest monthly thereafter.
F4 25% of the shares subject to an option for 15,000 shares of common stock vested on April 16, 2019, and 1/48th of the shares subject to the option vest monthly thereafter.
F5 25% of the shares subject to an option for 16,000 shares of common stock vested on January 25, 2020, and 1/48th of the shares subject to the option vest monthly thereafter.
F6 25% of the shares subject to an option for 16,000 shares of common stock vested on January 29, 2021, and 1/48th of the shares subject to the option vest monthly thereafter.
F7 25% of the shares subject to the option vested on July 6, 2021, and 1/48th of the shares subject to the option vest monthly thereafter.
F8 25% of the shares subject to the option shall vest on February 3, 2022, and 1/48th of the shares subject to the option shall vest monthly thereafter.

Remarks:

Exhibit 24 - Power of Attorney