Sasha King - 09 Jun 2021 Form 4 Insider Report for CareDx, Inc. (CDNA)

Signature
/s/ Peter Maag, as attorney-in-fact for Sasha King
Issuer symbol
CDNA
Transactions as of
09 Jun 2021
Net transactions value
-$1,092,743
Form type
4
Filing time
11 Jun 2021, 17:51:53 UTC
Previous filing
09 Jun 2021
Next filing
07 Jul 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDNA Common Stock Options Exercise $394 +394 +0.83% $1.00* 47,913 09 Jun 2021 Direct F1
transaction CDNA Common Stock Options Exercise $446 +417 +0.87% $1.07* 48,330 09 Jun 2021 Direct F1
transaction CDNA Common Stock Options Exercise $1,168 +417 +0.86% $2.80 48,747 09 Jun 2021 Direct F1
transaction CDNA Common Stock Options Exercise $14,750 +2,500 +5.1% $5.90 51,247 09 Jun 2021 Direct F1
transaction CDNA Common Stock Options Exercise $7,888 +1,250 +2.4% $6.31 52,497 09 Jun 2021 Direct F1
transaction CDNA Common Stock Options Exercise $1,875 +77 +0.15% $24.35 52,574 09 Jun 2021 Direct F1
transaction CDNA Common Stock Sale $1,119,263 -12,435 -24% $90.01 40,139 09 Jun 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CDNA Employee Stock Option (right to buy) Options Exercise $0 -394 -100% $0.000000* 0 09 Jun 2021 Common Stock 394 $1.00 Direct F1, F3
transaction CDNA Employee Stock Option (right to buy) Options Exercise $0 -417 -40% $0.000000 625 09 Jun 2021 Common Stock 417 $1.07 Direct F1, F4
transaction CDNA Employee Stock Option (right to buy) Options Exercise $0 -417 -38% $0.000000 694 09 Jun 2021 Common Stock 417 $2.80 Direct F1, F5
transaction CDNA Employee Stock Option (right to buy) Options Exercise $0 -2,500 -30% $0.000000 5,833 09 Jun 2021 Common Stock 2,500 $5.90 Direct F1, F6
transaction CDNA Employee Stock Option (right to buy) Options Exercise $0 -1,250 -23% $0.000000 4,167 09 Jun 2021 Common Stock 1,250 $6.31 Direct F1, F7
transaction CDNA Employee Stock Option (right to buy) Options Exercise $0 -77 -0.53% $0.000000 14,583 09 Jun 2021 Common Stock 77 $12.24 Direct F1, F8, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.15, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
F3 25% of the shares subject to the option vested on March 30, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
F4 25% of the shares subject to the option vested on June 9, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
F5 50% of the shares subject to the option vested on September 1, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
F6 1/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
F7 1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.
F8 1/4th of the shares subject to the option vested on June 1, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.
F9 1/4th of the shares subject to the option shall vest on June 1, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter.