Michael Goldberg - 10 May 2021 Form 4 Insider Report for CareDx, Inc. (CDNA)

Role: Director
Signature: /s/ Peter Maag as attorney-in-fact for Michael Goldberg
Issuer symbol: CDNA
Transactions as of: 10 May 2021
Net transactions value: -$4,333,533
Form type: 4
Filing time: 12 May 2021, 18:56:38 UTC
Next filing: 21 Jun 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CDNA	Common Stock	Options Exercise	$45,484	+15,442	+26%	$2.95	73,945	10 May 2021	Direct
transaction	CDNA	Common Stock	Sale	$403,497	-6,042	-8.2%	$66.78	67,903	10 May 2021	Direct	F1
transaction	CDNA	Common Stock	Sale	$12,557	-183	-0.27%	$68.62	67,720	10 May 2021	Direct	F2
transaction	CDNA	Common Stock	Sale	$648,507	-9,217	-14%	$70.36	58,503	10 May 2021	Direct	F3
transaction	CDNA	Common Stock	Options Exercise	$144,574	+49,083	+84%	$2.95	107,586	11 May 2021	Direct
transaction	CDNA	Common Stock	Sale	$1,105,443	-16,793	-16%	$65.83	90,793	11 May 2021	Direct	F4
transaction	CDNA	Common Stock	Sale	$1,081,974	-16,308	-18%	$66.35	74,485	11 May 2021	Direct	F5
transaction	CDNA	Common Stock	Sale	$836,367	-12,392	-17%	$67.49	62,093	11 May 2021	Direct	F6
transaction	CDNA	Common Stock	Sale	$245,188	-3,590	-5.8%	$68.30	58,503	11 May 2021	Direct	F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CDNA	Option to Purchase Common Stock	Options Exercise	$45,484	-15,442	-24%	$2.95	49,083	10 May 2021	Common Stock	15,442	$2.95	Direct	F8
transaction	CDNA	Option to Purchase Common Stock	Options Exercise	$144,574	-49,083	-100%	$2.95	0	11 May 2021	Common Stock	49,083	$2.95	Direct	F8

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.455 to $67.28, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
F2	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.02 to $68.85, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
F3	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.67 to $70.515, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
F4	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $66.00, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
F5	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.005 to $67.00, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
F6	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.01 to $68.01, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
F7	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.015 to $68.60, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
F8	This option is subject to an early exercise provision and is immediately exercisable. 1/8th of the shares subject to the option vested on October 31, 2011 and 1/48th of the shares subject to the option vested monthly thereafter.