Peter Maag - May 10, 2021 Form 4 Insider Report for CareDx, Inc. (CDNA)

Signature
/s/ Peter Maag
Stock symbol
CDNA
Transactions as of
May 10, 2021
Transactions value $
-$7,615,423
Form type
4
Date filed
5/12/2021, 06:53 PM
Next filing
May 27, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDNA Common Stock Options Exercise $19.5K +3.31K +0.81% $5.90 413K May 10, 2021 Direct
transaction CDNA Common Stock Options Exercise $51.2K +8.11K +1.96% $6.31 421K May 10, 2021 Direct
transaction CDNA Common Stock Options Exercise $182K +14.9K +3.53% $12.24 436K May 10, 2021 Direct
transaction CDNA Common Stock Sale -$687K -10.3K -2.36% $66.78 425K May 10, 2021 Direct F1
transaction CDNA Common Stock Sale -$21.7K -317 -0.07% $68.61 425K May 10, 2021 Direct F2
transaction CDNA Common Stock Sale -$1.1M -15.7K -3.69% $70.36 409K May 10, 2021 Direct F3
transaction CDNA Common Stock Options Exercise $1.07M +87.1K +21.28% $12.24 497K May 11, 2021 Direct
transaction CDNA Common Stock Sale -$1.96M -29.8K -6% $65.83 467K May 11, 2021 Direct F4
transaction CDNA Common Stock Sale -$1.92M -29K -6.21% $66.35 438K May 11, 2021 Direct F5
transaction CDNA Common Stock Sale -$1.48M -22K -5.02% $67.49 416K May 11, 2021 Direct F6
transaction CDNA Common Stock Sale -$435K -6.37K -1.53% $68.30 409K May 11, 2021 Direct F7
holding CDNA Common Stock 1K May 10, 2021 As UTMA custodian for minor child F8
holding CDNA Common Stock 1K May 10, 2021 As UTMA custodian for minor child F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CDNA Employee Stock Option (right to buy) Options Exercise -$19.5K -3.31K -16.06% $5.90 17.3K May 10, 2021 Common Stock 3.31K $5.90 Direct F9
transaction CDNA Employee Stock Option (right to buy) Options Exercise -$51.2K -8.11K -40.26% $6.31 12K May 10, 2021 Common Stock 8.11K $6.31 Direct F10
transaction CDNA Employee Stock Option (right to buy) Options Exercise -$182K -14.9K -10.43% $12.24 128K May 10, 2021 Common Stock 14.9K $12.24 Direct F11
transaction CDNA Employee Stock Option (right to buy) Options Exercise -$1.07M -87.1K -68.2% $12.24 40.6K May 11, 2021 Common Stock 87.1K $12.24 Direct F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.455 to $67.28, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.02 to $68.85, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.67 to $70.515, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $66.00, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.005 to $67.00, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.01 to $68.01, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.015 to $68.60, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
F8 Shares are held of record by the Reporting Person as custodian for a minor child under the Uniform Transfer to Minors Act. The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F9 25% of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option shall vest monthly thereafter.
F10 1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter.
F11 1/4th of the shares subject to the option vested on June 1, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter.