James Moylan - Dec 20, 2022 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP Finance, CFO
Signature
By: Michelle Rankin For: James E. Moylan Jr.
Stock symbol
CIEN
Transactions as of
Dec 20, 2022
Transactions value $
-$526,351
Form type
4
Date filed
12/22/2022, 03:14 PM
Previous filing
Dec 20, 2022
Next filing
Jan 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$148K -2.99K -1.15% $49.27 257K Dec 20, 2022 Direct F1, F2
transaction CIEN Common Stock Tax liability -$27.5K -558 -0.22% $49.27 256K Dec 20, 2022 Direct F2, F3
transaction CIEN Common Stock Tax liability -$132K -2.68K -1.05% $49.27 253K Dec 20, 2022 Direct F2, F4
transaction CIEN Common Stock Tax liability -$85.1K -1.73K -0.68% $49.27 252K Dec 20, 2022 Direct F2, F4
transaction CIEN Common Stock Tax liability -$23.2K -470 -0.19% $49.27 251K Dec 20, 2022 Direct F2, F5
transaction CIEN Common Stock Tax liability -$111K -2.25K -0.9% $49.27 249K Dec 20, 2022 Direct F2, F6
holding CIEN Common Stock 108K Dec 20, 2022 By spousal trust F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/17/2019. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 on 12/15/2022.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021.
F6 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2021. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/15/2022.
F7 The beneficiary of the trust is the reporting person's spouse. The reporting person disclaims beneficial ownership of the securities held by the trust.