James E. Moylan Jr. - 20 Mar 2022 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP Finance, CFO
Signature
By: Michelle Rankin For: James E. Moylan Jr.
Issuer symbol
CIEN
Transactions as of
20 Mar 2022
Net transactions value
-$61,783
Form type
4
Filing time
22 Mar 2022, 14:39:10 UTC
Previous filing
02 Feb 2022
Next filing
22 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability $33,536 -558 -0.25% $60.10 225,018 20 Mar 2022 Direct F1, F2
transaction CIEN Common Stock Tax liability $28,247 -470 -0.21% $60.10 224,548 20 Mar 2022 Direct F2, F3
holding CIEN Common Stock 108,043 20 Mar 2022 By spousal trust F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021.
F4 The beneficiary of the trust is the reporting person's spouse. The reporting person disclaims beneficial ownership of the securities held by the trust.