James Moylan - Dec 20, 2021 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP Finance, CFO
Signature
By: Michelle Rankin For: James E. Moylan Jr.
Stock symbol
CIEN
Transactions as of
Dec 20, 2021
Transactions value $
-$1,252,530
Form type
4
Date filed
12/22/2021, 02:49 PM
Previous filing
Dec 16, 2021
Next filing
Jan 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$661K -8.87K -2.42% $74.48 357K Dec 20, 2021 Direct F1, F2
transaction CIEN Common Stock Tax liability -$74K -993 -0.28% $74.48 356K Dec 20, 2021 Direct F2, F3
transaction CIEN Common Stock Tax liability -$148K -1.99K -0.56% $74.48 355K Dec 20, 2021 Direct F2, F3
transaction CIEN Common Stock Tax liability -$41.6K -558 -0.16% $74.48 354K Dec 20, 2021 Direct F2, F4
transaction CIEN Common Stock Tax liability -$129K -1.73K -0.49% $74.48 352K Dec 20, 2021 Direct F2, F5
transaction CIEN Common Stock Tax liability -$200K -2.68K -0.76% $74.48 350K Dec 20, 2021 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/18/2018. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/18/2020.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021.