James E. Moylan Jr. - 20 Dec 2021 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP Finance, CFO
Signature
By: Michelle Rankin For: James E. Moylan Jr.
Issuer symbol
CIEN
Transactions as of
20 Dec 2021
Net transactions value
-$1,252,530
Form type
4
Filing time
22 Dec 2021, 14:49:25 UTC
Previous filing
16 Dec 2021
Next filing
19 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability $660,936 -8,874 -2.4% $74.48 357,481 20 Dec 2021 Direct F1, F2
transaction CIEN Common Stock Tax liability $73,959 -993 -0.28% $74.48 356,488 20 Dec 2021 Direct F2, F3
transaction CIEN Common Stock Tax liability $147,843 -1,985 -0.56% $74.48 354,503 20 Dec 2021 Direct F2, F3
transaction CIEN Common Stock Tax liability $41,560 -558 -0.16% $74.48 353,945 20 Dec 2021 Direct F2, F4
transaction CIEN Common Stock Tax liability $128,701 -1,728 -0.49% $74.48 352,217 20 Dec 2021 Direct F2, F5
transaction CIEN Common Stock Tax liability $199,532 -2,679 -0.76% $74.48 349,538 20 Dec 2021 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/18/2018. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/18/2020.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021.