| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Hughes Owen | Chief Executive Officer, Director | C/O XOMA ROYALTY CORPORATION, 2200 POWELL STREET, SUITE 310, EMERYVILLE | /s/ Maricel Montano, Attorney-in-Fact for Owen Hughes | 17 Mar 2026 | 0001575933 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | XOMA | Common Stock | Award | +82,428 | +84% | $0.000000* | 180,696 | 16 Mar 2026 | Direct | F1 | |
| holding | XOMA | Common Stock | 295 | 16 Mar 2026 | By 401(k) Plan | ||||||
| holding | XOMA | Depositary Shares - 8.375% Series B Cumulative Stock | 102,000 | 16 Mar 2026 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | XOMA | Performance Stock Units | Award | +126,813 | $0.000000* | 126,813 | 16 Mar 2026 | Common Stock | 126,813 | Direct | F2 |
| Id | Content |
|---|---|
| F1 | Represents a grant of restricted stock units payable solely in common stock that will vest as to 25% on each of the first four anniversaries of March 11, 2026, subject to the Reporting Person's continued service to the Issuer through each vesting date. |
| F2 | Each performance stock unit ("PSU") represents a contingent right to receive one share of common stock. The PSUs vest upon the common stock achieving a specified price per share, subject to the Reporting Person's continued service to the Issuer through each vesting date. |