Bradley Sitko - 11 Mar 2026 Form 4 Insider Report for XOMA Royalty Corp (XOMA)

Role
Chief Investment Officer
Signature
/s/ Maricel Montano, Attorney-in-Fact for Bradley Sitko
Issuer symbol
XOMA
Transactions as of
11 Mar 2026
Net transactions value
$0
Form type
4
Filing time
13 Mar 2026, 19:09:41 UTC
Previous filing
23 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Sitko Bradley Chief Investment Officer C/O XOMA ROYALTY CORPORATION, 2200 POWELL STREET, SUITE 310, EMERYVILLE /s/ Maricel Montano, Attorney-in-Fact for Bradley Sitko 13 Mar 2026 0001959809

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XOMA Common Stock Award +30,000 +151% $0.000000* 49,822 11 Mar 2026 Direct F1
transaction XOMA Common Stock Award +29,402 +59% $0.000000* 79,224 11 Mar 2026 Direct F2
holding XOMA 8.625% Series A Cumulative Perpetual Preferred Stock 313 11 Mar 2026 Direct
holding XOMA Depositary Shares - 8.375% Series B Cumulative Stock 7,045 11 Mar 2026 Direct
holding XOMA Common Stock 829 11 Mar 2026 By 401(k) Plan
holding XOMA Common Stock 1,500 11 Mar 2026 By spouse
holding XOMA Common Stock 75 11 Mar 2026 By child
holding XOMA Common Stock 75 11 Mar 2026 By child
holding XOMA 8.625% Series A Cumulative Perpetual Preferred Stock 82 11 Mar 2026 By spouse
holding XOMA Depositary Shares - 8.375% B Cumulative Stock 2,000 11 Mar 2026 By spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XOMA Performance Stock Units Award +44,849 $0.000000* 44,849 11 Mar 2026 Common Stock 44,849 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of restricted stock units ("RSUs") payable solely in common stock that will vest in full on March 11, 2031, subject to the Reporting Person's continued service to the Issuer through the vesting date.
F2 Represents a grant of RSUs payable solely in common stock that will vest as to 25% on each of the first four anniversaries of March 11, 2026, subject to the Reporting Person's continued service to the Issuer through each vesting date.
F3 Each performance stock unit ("PSU") represents a contingent right to receive one share of common stock. The PSUs vest upon the common stock achieving a specified price per share, subject to the Reporting Person's continued service to the Issuer through each vesting date.