Milton C. Ault III - 29 Jul 2025 Form 4 Insider Report for UNIVERSAL SAFETY PRODUCTS, INC. (UUU)

Role
Director
Signature
/s/ Milton C. Ault, III
Issuer symbol
UUU
Transactions as of
29 Jul 2025
Net transactions value
+$3,388
Form type
4
Filing time
16 Sep 2025, 21:31:19 UTC
Previous filing
29 Jul 2025
Next filing
01 Aug 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
AULT MILTON C III Director 11411 SOUTHERN HIGHLANDS PARKWAY, SUITE 190, LAS VEGAS /s/ Milton C. Ault, III 16 Sep 2025 0001212502

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UUU Common Stock Purchase $1,812 +516 +4.3% $3.51 12,393 29 Jul 2025 By Ault Lending LLC F1, F2
transaction UUU Common Stock Purchase $1,575 +307 +2.5% $5.13 12,700 10 Sep 2025 By Ault Lending LLC F2
holding UUU Common Stock 5,000 29 Jul 2025 By Alpha Structured Finance LP F3
holding UUU Common Stock 4,000 29 Jul 2025 By Ault & Company, Inc. F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $3.5122. The range of purchase prices on the transaction date was $3.5191 to $3.5222 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2 Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
F3 Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Milton C. Ault, III, is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
F4 Securities beneficially owned by Ault & Co. Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.