Milton C. Ault III - 23 Jul 2025 Form 4 Insider Report for Alzamend Neuro, Inc. (ALZN)

Role
Director, 10%+ Owner
Signature
/s/ Milton C. Ault, III
Issuer symbol
ALZN
Transactions as of
23 Jul 2025
Net transactions value
-$203,821
Form type
4
Filing time
25 Jul 2025, 20:00:10 UTC
Previous filing
17 Jun 2025
Next filing
29 Jul 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
AULT MILTON C III Director, 10%+ Owner 11411 SOUTHERN HIGHLANDS PARKWAY, SUITE 240, LAS VEGAS /s/ Milton C. Ault, III 25 Jul 2025 0001212502

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALZN Common Stock Conversion of derivative security $332,755 +143,429 +1736% $2.32 151,689 23 Jul 2025 By Ault Lending, LLC F1, F2
transaction ALZN Common Stock Sale $175,584 -59,516 -39% $2.95 92,173 23 Jul 2025 By Ault Lending, LLC F2
transaction ALZN Common Stock Sale $28,237 -9,621 -10% $2.93 82,552 24 Jul 2025 By Ault Lending, LLC F2
holding ALZN Common Stock 1,843 23 Jul 2025 Direct
holding ALZN Common Stock 11,068 23 Jul 2025 By Ault Life Sciences, Inc. F3
holding ALZN Common Stock 61 23 Jul 2025 By Ault Life Sciences Fund, LLC F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALZN Series B Convertible Preferred Stock Conversion of derivative security $332,755 -333 -16% $1000.00 1,767 23 Jul 2025 Common Stock 143,429 $2.32 By Ault Lending, LLC F2, F5, F6
holding ALZN Common Stock Purchase Warrants 13,556 23 Jul 2025 Common Stock 13,556 $108.00 By Ault Lending, LLC F2
holding ALZN Common Stock Purchase Warrants 8,667 23 Jul 2025 Common Stock 8,667 $108.00 By Ault Lending, LLC F2
holding ALZN Common Stock Purchase Warrants 23,334 23 Jul 2025 Common Stock 23,334 $108.00 By Ault Lending, LLC F2
holding ALZN Common Stock Purchase Warrants 12 23 Jul 2025 Common Stock 12 $4050.00 By Hyperscale Data, Inc. F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock received upon conversion of Series B convertible preferred stock ("Series B Preferred").
F2 Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
F3 Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc.
F4 Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC.
F5 The Conversion Price of the Series B Preferred is subject to adjustment as set forth in that certain of Designation of Preferences, Rights and Limitations of the Series B Convertible Voting Preferred Stock.
F6 The shares of Series B Preferred have no expiration date.
F7 Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by HSD.