| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Sitko Bradley | Chief Investment Officer | C/O XOMA ROYALTY CORPORATION, 2200 POWELL STREET, SUITE 310, EMERYVILLE | /s/ Thomas Burns, Attorney-in-Fact for Bradley Sitko | 02 Jul 2025 | 0001959809 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | XOMA | Depositary Shares - 8.375% Series B Cumulative Stock | Purchase | $50,780 | +2,000 | +40% | $25.39 | 7,045 | 30 Jun 2025 | Direct | F1 |
| holding | XOMA | Common Stock | 13,110 | 30 Jun 2025 | Direct | F2 | |||||
| holding | XOMA | 8.625% Series A Cumulative Perpetual Preferred Stock | 313 | 30 Jun 2025 | Direct | ||||||
| holding | XOMA | Common Stock | 829 | 30 Jun 2025 | By 401(k) Plan | ||||||
| holding | XOMA | Common Stock | 1,500 | 30 Jun 2025 | By spouse | ||||||
| holding | XOMA | Common Stock | 75 | 30 Jun 2025 | By child | ||||||
| holding | XOMA | Common Stock | 75 | 30 Jun 2025 | By child | ||||||
| holding | XOMA | 8.625% Series A Cumulative Perpetual Preferred Stock | 82 | 30 Jun 2025 | By spouse | ||||||
| holding | XOMA | Depositary Shares - 8.375% Series B Cumulative Stock | 2,000 | 30 Jun 2025 | By spouse |
| Id | Content |
|---|---|
| F1 | This transaction was executed in multiple trades at prices ranging from $25.39 to $25.40. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F2 | Includes 1,626 shares acquired under the ESPP Plan on May 31, 2025. |