| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Cioffi Melina | SVP Regulatory Affairs | C/O AQUESTIVE THERAPEUTICS, INC., 30 TECHNOLOGY DRIVE, WARREN | /s/ Lori Braender, as Attorney-In-Fact | 07 May 2025 | 0002066841 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | AQST | Common Stock | 182,261 | 25 Apr 2025 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | AQST | Employee Stock Option (right to buy) | 25 Apr 2025 | Common Stock | 15,000 | $7.86 | Direct | F2 | ||||||
| holding | AQST | Employee Stock Option (right to buy) | 25 Apr 2025 | Common Stock | 12,500 | $6.62 | Direct | F3 | ||||||
| holding | AQST | Employee Stock Option (right to buy) | 25 Apr 2025 | Common Stock | 25,000 | $4.07 | Direct | F4 | ||||||
| holding | AQST | Employee Stock Option (right to buy) | 25 Apr 2025 | Common Stock | 25,000 | $0.8800 | Direct | F5 |
| Id | Content |
|---|---|
| F1 | Includes 145,950 unvested Restricted Stock Units. |
| F2 | The option became fully exercisable on August 31, 2023. |
| F3 | The option became fully exercisable on November 24, 2023. |
| F4 | The option became fully exercisable on June 10, 2024. |
| F5 | The option became exercisable on August 5, 2023, and becomes exercisable as to the remaining 12,500 shares on August 5, 2025. |