Joseph M. Limber - 03 Apr 2025 Form 4 Insider Report for XOMA Royalty Corp (XOMA)

Role
Director
Signature
/s/ Thomas Burns, Attorney-in-Fact for Joseph M Limber
Issuer symbol
XOMA
Transactions as of
03 Apr 2025
Net transactions value
+$760,145
Form type
4
Filing time
07 Apr 2025, 16:39:59 UTC
Previous filing
17 May 2024
Next filing
23 May 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XOMA Depositary Shares - 8.375% Series B Cumulative Stock Purchase $416,735 +16,524 $25.22 16,524 03 Apr 2025 Direct F1
transaction XOMA 8.625% Series A Cumulative Perpetual Preferred Stock Purchase $35,896 +1,411 $25.44 1,411 03 Apr 2025 Direct
transaction XOMA Depositary Shares - 8.375% Series B Cumulative Stock Purchase $87,769 +3,476 +21% $25.25 20,000 04 Apr 2025 Direct F2
transaction XOMA 8.625% Series A Cumulative Perpetual Preferred Stock Purchase $85,524 +3,346 +237% $25.56 4,757 04 Apr 2025 Direct
transaction XOMA 8.625% Series A Cumulative Perpetual Preferred Stock Purchase $134,221 +5,243 +110% $25.60 10,000 07 Apr 2025 Direct
holding XOMA Common Stock 6,208 03 Apr 2025 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $25.19 to $25.27. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 This transaction was executed in multiple trades at prices ranging from $25.25 to $25.30. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 Reflects a reverse stock split of the Issuer's common stock at a ratio of 20:1 effective October 2016.