Thomas M. Burns - 11 Nov 2024 Form 4 Insider Report for XOMA Royalty Corp (XOMA)

Role
SVP, Finance & CFO
Signature
/s/ Thomas M. Burns
Issuer symbol
XOMA
Transactions as of
11 Nov 2024
Net transactions value
-$292,664
Form type
4
Filing time
13 Nov 2024, 18:55:09 UTC
Previous filing
23 Jun 2023
Next filing
02 Apr 2025
SEC
View on sec.gov

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Quoteable Key Fact

"Thomas M. Burns filed Form 4 for XOMA Royalty Corp (XOMA) on 13 Nov 2024."

Quick Takeaways

  • This page summarizes Thomas M. Burns's Form 4 filing for XOMA Royalty Corp (XOMA).
  • 3 reported transactions and 1 derivative row are listed below.
  • Filing timestamp: 13 Nov 2024, 18:55.

What Changed

  • Previous filing in this sequence was filed on 23 Jun 2023.
  • Current net transaction value: -$292,664.

Why This Matters

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Official SEC Source

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XOMA Common Stock Options Exercise $0 +17,773 +271% $0.000000 24,328 11 Nov 2024 Direct
transaction XOMA Common Stock Sale $292,664 -9,775 -40% $29.94 14,553 13 Nov 2024 Direct F1, F2
holding XOMA Common Stock 5,554 11 Nov 2024 By 401(k) Plan
holding XOMA Depository Shares - 8.375% Series B Perpetual Preferred 1,000 11 Nov 2024 Direct
holding XOMA 8.625% Series A Cumulative Perpetual Preferred Stock 2,000 11 Nov 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XOMA Performance Stock Units Options Exercise $0 -17,773 -19% $0.000000 73,827 11 Nov 2024 Common Stock 17,773 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares sold to satisfy the tax withholding obligations incurred upon settlement of the Performance Stock Units ("PSUs").
F2 The price reported represents the weighted average sale price of the shares. The shares were sold in multiple transactions at prices ranging from $29.93 to $30.22 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3 Each PSU represents a contingent right to receive one share of the Issuer's common stock (the "Common Stock"). The PSUs vest upon the Common Stock achieving a specified price per share.

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