Thomas M. Burns - Nov 11, 2024 Form 4 Insider Report for XOMA Royalty Corp (XOMA)

Role
SVP, Finance & CFO
Signature
/s/ Thomas M. Burns
Stock symbol
XOMA
Transactions as of
Nov 11, 2024
Transactions value $
-$292,664
Form type
4
Date filed
11/13/2024, 06:55 PM
Previous filing
Jun 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XOMA Common Stock Options Exercise $0 +17.8K +271.14% $0.00 24.3K Nov 11, 2024 Direct
transaction XOMA Common Stock Sale -$293K -9.78K -40.18% $29.94 14.6K Nov 13, 2024 Direct F1, F2
holding XOMA Common Stock 5.55K Nov 11, 2024 By 401(k) Plan
holding XOMA Depository Shares - 8.375% Series B Perpetual Preferred 1K Nov 11, 2024 Direct
holding XOMA 8.625% Series A Cumulative Perpetual Preferred Stock 2K Nov 11, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XOMA Performance Stock Units Options Exercise $0 -17.8K -19.4% $0.00 73.8K Nov 11, 2024 Common Stock 17.8K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares sold to satisfy the tax withholding obligations incurred upon settlement of the Performance Stock Units ("PSUs").
F2 The price reported represents the weighted average sale price of the shares. The shares were sold in multiple transactions at prices ranging from $29.93 to $30.22 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3 Each PSU represents a contingent right to receive one share of the Issuer's common stock (the "Common Stock"). The PSUs vest upon the Common Stock achieving a specified price per share.