Milton C. Ault III - Sep 10, 2024 Form 4 Insider Report for Ault Alliance, Inc. (AULT)

Role: Executive Chairman, Director, 10%+ Owner
Signature: /s/ Milton C. Ault, III
Stock symbol: AULT
Transactions as of: Sep 10, 2024
Transactions value $: $4,880
Form type: 4
Date filed: 9/12/2024, 06:00 PM
Previous filing: Sep 11, 2024
Next filing: Sep 17, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AULT	Common Stock	Purchase	$2.74K	+12.5K	+13.13%	$0.22	108K	Sep 10, 2024	By Ault & Company, Inc.	F1, F2
transaction	AULT	Common Stock	Purchase	$2.06K	+10K	+9.28%	$0.21	118K	Sep 11, 2024	By Ault & Company, Inc.	F2
transaction	AULT	13% Series D Cumulative Redeemable Perpetual Preferred Stock	Purchase	$82.10	+6	+5.45%	$13.69^*	116	Sep 11, 2024	Direct
holding	AULT	Common Stock						11.6K	Sep 10, 2024	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2194. The range of purchase prices on the transaction date was $0.219 to $0.22 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2	Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Content

The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2194. The range of purchase prices on the transaction date was $0.219 to $0.22 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.