Milton C. Ault III - Aug 27, 2024 Form 4 Insider Report for Ault Alliance, Inc. (AULT)

Signature
/s/ Milton C. Ault, III
Stock symbol
AULT
Transactions as of
Aug 27, 2024
Transactions value $
$12,782
Form type
4
Date filed
8/30/2024, 04:30 PM
Previous filing
Aug 27, 2024
Next filing
Sep 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AULT Common Stock Purchase $344 +1.5K +14.93% $0.23 11.5K Aug 27, 2024 Direct F1
transaction AULT Common Stock Purchase $10.4K +45K +178.37% $0.23 70.2K Aug 28, 2024 By Ault & Company, Inc. F2, F3
transaction AULT Common Stock Purchase $2.08K +10K +14.24% $0.21 80.2K Aug 29, 2024 By Ault & Company, Inc. F3
holding AULT 13% Series D Cumulative Redeemable Perpetual Preferred Stock 110 Aug 27, 2024 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2296. The range of purchase prices on the transaction date was $0.228 to $0.2304 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2 The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2301. The range of purchase prices on the transaction date was $0.2122 to $0.2362 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F3 Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.