Milton C. Ault III - May 22, 2024 Form 4 Insider Report for Ault Alliance, Inc. (AULT)

Role
Executive Chairman, Director
Signature
/s/ Milton C. Ault, III
Stock symbol
AULT
Transactions as of
May 22, 2024
Transactions value $
$6,639
Form type
4
Date filed
5/24/2024, 04:30 PM
Previous filing
Apr 26, 2024
Next filing
Jun 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AULT Common Stock Purchase $765 +1.98K +756.87% $0.39 2.25K May 22, 2024 Direct F1
transaction AULT Common Stock Purchase $5.87K +15K +6550.22% $0.39 15.2K May 22, 2024 By Ault & Company, Inc. F2, F3
holding AULT 13% Series D Cumulative Redeemable Perpetual Preferred Stock 110 May 22, 2024 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.3856. The range of purchase prices on the transaction date was $0.361 to $0.40 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2 The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.3916. The range of purchase prices on the transaction date was $0.3905 to $0.3922 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F3 Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.