Kenneth M. Hartwick - May 18, 2024 Form 4 Insider Report for Via Renewables, Inc. (VIA)

Role
Director
Signature
/s/ Kenneth M. Hartwick, by Barbara Clay, attorney-in-fact
Stock symbol
VIA
Transactions as of
May 18, 2024
Transactions value $
$0
Form type
4
Date filed
5/21/2024, 04:29 PM
Previous filing
Apr 26, 2024
Next filing
Jun 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VIA Class A Common Stock Options Exercise $0 +2.94K +21.44% $0.00 16.6K May 18, 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VIA Restricted Stock Unit Options Exercise $0 -2.94K -100% $0.00* 0 May 18, 2024 Class A Common Stock 2.94K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), reported represent shares issued as a result of vesting of 2,936 restricted stock units (the "Restricted Stock Units") on May 18, 2024.
F2 Reflects an adjustment of an additional 1,567 shares as a result of a clerical error on prior reports.
F3 Each Restricted Stock Unit represents a right to receive, upon vesting, one share of Class A Common Stock, cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which vest upon the same schedule as the underlying Restricted Stock Units.
F4 On May 18, 2023, the reporting person received a grant of 2,936 Restricted Stock Units and tandem dividend equivalent rights that vested in full on May 18, 2024.