Milton C. Ault III - Jan 23, 2024 Form 4 Insider Report for RiskOn International, Inc. (ROII)

Role
Chief Executive Officer, Director
Signature
/s/ Milton C. Ault, III
Stock symbol
ROII
Transactions as of
Jan 23, 2024
Transactions value $
$293,328
Form type
4
Date filed
4/19/2024, 05:00 PM
Previous filing
Jan 9, 2024
Next filing
Feb 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROII Common Stock Other $56.7K +7.56K +1.07% $7.50* 714K Jan 23, 2024 By Ault Lending, LLC F1, F2
transaction ROII Common Stock Other $236K +31.4K +4.4% $7.50* 745K Apr 5, 2024 By Ault Lending, LLC F1, F2
transaction ROII Common Stock Purchase $881 +56.1K +7.53% $0.02* 801K Apr 17, 2024 By Ault Lending, LLC F2, F3
holding ROII Common Stock 42K Jan 23, 2024 By Ault & Company, Inc. F4
holding ROII Common Stock 7K Jan 23, 2024 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of common stock paid as a dividend on shares of Series B preferred stock owned by the reporting person.
F2 Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
F3 The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.0157. The range of purchase prices on the transaction date was $0.0154 to $0.0641 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F4 Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.