Rock Soffer - Apr 10, 2024 Form 4 Insider Report for Longeveron Inc. (LGVN)

Role: Director
Signature: /s/ Paul T. Lehr, attorney-in-fact
Stock symbol: LGVN
Transactions as of: Apr 10, 2024
Transactions value $: $342,288
Form type: 4
Date filed: 4/12/2024, 07:00 PM
Previous filing: Dec 26, 2023
Next filing: Aug 19, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LGVN	Class A Common Stock	Purchase	$250K	+106K	+151.47%	$2.35^*	177K	Apr 10, 2024	Direct	F1
transaction	LGVN	Class A Common Stock	Purchase	$75K	+31.9K	+18.07%	$2.35^*	209K	Apr 11, 2024	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	LGVN	Warrant (right to buy)	Purchase	$13.3K	+106K		$0.13^*	106K	Apr 10, 2024	Class A Common Stock	106K	$2.35	Direct
transaction	LGVN	Warrant (right to buy)	Purchase	$3.99K	+31.9K		$0.13^*	31.9K	Apr 11, 2024	Class A Common Stock	31.9K	$2.35	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Share amounts include 64,010 shares of Class B common stock (the "Class B Common Stock"), which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 5 votes for each share held of record. Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of common stock.

Content

Share amounts include 64,010 shares of Class B common stock (the "Class B Common Stock"), which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 5 votes for each share held of record. Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of common stock.