Rock Soffer - 10 Apr 2024 Form 4 Insider Report for Longeveron Inc. (LGVN)

Role: Director
Signature: /s/ Paul T. Lehr, attorney-in-fact
Issuer symbol: LGVN
Transactions as of: 10 Apr 2024
Net transactions value: +$342,288
Form type: 4
Filing time: 12 Apr 2024, 19:00:18 UTC
Previous filing: 26 Dec 2023
Next filing: 19 Aug 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LGVN	Class A Common Stock	Purchase	$250,000	+106,383	+151%	$2.35^*	176,619	10 Apr 2024	Direct	F1
transaction	LGVN	Class A Common Stock	Purchase	$75,000	+31,915	+18%	$2.35^*	208,534	11 Apr 2024	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	LGVN	Warrant (right to buy)	Purchase	$13,298	+106,383		$0.1250^*	106,383	10 Apr 2024	Class A Common Stock	106,383	$2.35	Direct
transaction	LGVN	Warrant (right to buy)	Purchase	$3,989	+31,915		$0.1250^*	31,915	11 Apr 2024	Class A Common Stock	31,915	$2.35	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Share amounts include 64,010 shares of Class B common stock (the "Class B Common Stock"), which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 5 votes for each share held of record. Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of common stock.

Content

Share amounts include 64,010 shares of Class B common stock (the "Class B Common Stock"), which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 5 votes for each share held of record. Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of common stock.