Jeffrey Rittichier - 23 Mar 2024 Form 4 Insider Report for EMCORE CORP

Role: Chief Executive Officer, Director
Signature: /s/ Ryan Hochgesang, attorney in fact
Issuer symbol: N/A
Transactions as of: 23 Mar 2024
Net transactions value: -$19,873
Form type: 4
Filing time: 26 Mar 2024, 16:25:41 UTC
Previous filing: 20 Jun 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	EMKR	Common Stock	Tax liability	$7,528	-19,743	-2%	$0.3813	978,906	23 Mar 2024	Direct	F1
transaction	EMKR	Common Stock	Tax liability	$12,345	-32,375	-3.3%	$0.3813	946,531	23 Mar 2024	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On March 23, 2021, the Reporting Person was granted 130,000 restricted stock units (RSUs), vesting in four equal annual installments beginning on the first anniversary of the grant date, which grant was previously reported on a Form 4, Table I. The Reporting Person vested in 32,500 shares on March 23, 2024 from this RSU award. The number of shares reported here represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligation in connection with the vesting of the RSUs on March 23, 2024.
F2	On March 23, 2023, the reporting person was granted 217,100 restricted stock units (RSUs), vesting in four equal annual installments beginning on the first anniversary of the grant date, which grant was previously reported on a Form 4, Table I. The reporting person vested in 54,275 shares on March 23, 2024 from this RSU award. The number of shares reported here represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the reporting person's tax withholding obligation in connection with the vesting of the RSUs on March 23, 2024.

Content

On March 23, 2021, the Reporting Person was granted 130,000 restricted stock units (RSUs), vesting in four equal annual installments beginning on the first anniversary of the grant date, which grant was previously reported on a Form 4, Table I. The Reporting Person vested in 32,500 shares on March 23, 2024 from this RSU award. The number of shares reported here represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligation in connection with the vesting of the RSUs on March 23, 2024.

On March 23, 2023, the reporting person was granted 217,100 restricted stock units (RSUs), vesting in four equal annual installments beginning on the first anniversary of the grant date, which grant was previously reported on a Form 4, Table I. The reporting person vested in 54,275 shares on March 23, 2024 from this RSU award. The number of shares reported here represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the reporting person's tax withholding obligation in connection with the vesting of the RSUs on March 23, 2024.