Peter E. Boyd - 07 Mar 2024 Form 4 Insider Report for Aquestive Therapeutics, Inc. (AQST)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
11 Mar 2024, 10:35:07 UTC
Prior SEC filing
09 Aug 2023
Next SEC filing
12 Mar 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Lori Braender, as Attorney-In-Fact

Key filing fact

Peter E. Boyd filed Form 4 for Aquestive Therapeutics, Inc. (AQST) on 11 Mar 2024.

Key facts

  • This page summarizes Peter E. Boyd's Form 4 filing for Aquestive Therapeutics, Inc. (AQST).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 11 Mar 2024, 10:35.

Change

  • Previous filing in this sequence was filed on 09 Aug 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AQST transaction

Common Stock

Award

Transaction value
$0
Shares
+86,250
Change %
+54%
Price
$0.000000
Shares after
245,998
Date
07 Mar 2024
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AQST transaction Derivative

Non-Qualified Stock Option (right to buy)

Award

Transaction value
$0
Shares
+43,125
Change %
Price
$0.000000
Shares after
43,125
Date
07 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
43,125
Exercise price
$5.68
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The Common Stock is represented by restricted stock which will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment.

Footnote F2

The original Form 4, filed on 3/9/23, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the inclusion of shares for 59,532 shares owned when in fact 59,748 shares of the Issuer's common stock were owned. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects an increase in the number of shares reported as beneficially owned by the reporting person by 216 shares.

Footnote F3

The options will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment.

SEC remarks

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