Milton C. Ault III - Feb 28, 2024 Form 4 Insider Report for RiskOn International, Inc. (ROI)

Role
Chief Executive Officer, Director
Signature
/s/ Milton C. Ault, III
Stock symbol
ROI
Transactions as of
Feb 28, 2024
Transactions value $
$2,058
Form type
4
Date filed
3/1/2024, 09:30 PM
Previous filing
Feb 2, 2024
Next filing
Mar 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROI Common Stock Purchase $1.26K +22K $0.06 22K Feb 28, 2024 By Ault & Company, Inc. F1, F2
transaction ROI Common Stock Purchase $800 +20K +90.91% $0.04 42K Feb 29, 2024 By Ault & Company, Inc. F2
holding ROI Common Stock 7K Feb 28, 2024 Direct
holding ROI Common Stock 706K Feb 28, 2024 By Ault Lending, LLC F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.0572. The range of purchase prices on the transaction date was $0.0572 to $0.098 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2 Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F3 Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.