RICHARD B. HANDLER - 11 Jan 2024 Form 4 Insider Report for Jefferies Financial Group Inc. (JEF)

Role
CEO, Director
Signature
/s/ Joanna Jia, by power of attorney
Issuer symbol
JEF
Transactions as of
11 Jan 2024
Net transactions value
$0
Form type
4
Filing time
12 Jan 2024, 21:04:17 UTC
Previous filing
15 Dec 2023
Next filing
09 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JEF Common Stock Gift $0 -305,380 -48% $0.000000 331,685 11 Jan 2024 By Reporting Person's 2022 LLC F1
transaction JEF Common Stock Gift $0 +300,463 +153% $0.000000 496,450 11 Jan 2024 By Reporting Person's 2022-A Trust F1
transaction JEF Common Stock Gift $0 +4,917 +1.8% $0.000000 276,823 11 Jan 2024 By Reporting Person's 2012 Trust F1
transaction JEF Common Stock Gift $0 -496,450 -100% $0.000000* 0 11 Jan 2024 By Reporting Person's 2022-A Trust F2
transaction JEF Common Stock Gift $0 +496,450 +3% $0.000000 16,828,317 11 Jan 2024 Direct F2
holding JEF Common Stock 279,504 11 Jan 2024 By Spouse of Reporting Person's Trust
holding JEF Common Stock 41,918 11 Jan 2024 By Reporting Person's 2022-A LLC
holding JEF Common Stock 234,148 11 Jan 2024 By Reporting Person's 2021 LLC
holding JEF Common Stock 122,386 11 Jan 2024 By Trustee of Profit Sharing Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and another trust of which Reporting Person is a trustee. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.
F2 Shares gifted from a trust, of which Reporting Person is trustee, to Reporting Person's direct ownership account. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.