Eva Manolis - Jan 2, 2024 Form 4 Insider Report for FAIR ISAAC CORP (FICO)

Role
Director
Signature
/s/ Carrie H. Darling, Attorney-in-fact
Stock symbol
FICO
Transactions as of
Jan 2, 2024
Transactions value $
-$4,945,681
Form type
4
Date filed
1/4/2024, 06:41 PM
Previous filing
Aug 29, 2023
Next filing
Feb 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FICO Common Stock Options Exercise $837K +5.13K $163.17* 5.13K Jan 2, 2024 Direct
transaction FICO Common Stock Sale -$158K -141 -2.75% $1,120.05 4.99K Jan 2, 2024 Direct F1
transaction FICO Common Stock Sale -$376K -335 -6.72% $1,121.26 4.65K Jan 2, 2024 Direct F2
transaction FICO Common Stock Sale -$475K -423 -9.09% $1,122.19 4.23K Jan 2, 2024 Direct F3
transaction FICO Common Stock Sale -$598K -532 -12.58% $1,123.20 3.7K Jan 2, 2024 Direct F4
transaction FICO Common Stock Sale -$1.92M -1.71K -46.23% $1,124.26 1.99K Jan 2, 2024 Direct F5
transaction FICO Common Stock Sale -$776K -690 -34.71% $1,125.26 1.3K Jan 2, 2024 Direct F6
transaction FICO Common Stock Sale -$169K -150 -11.56% $1,126.16 1.15K Jan 2, 2024 Direct F7
transaction FICO Common Stock Sale -$113K -100 -8.71% $1,127.87 1.05K Jan 2, 2024 Direct F8
transaction FICO Common Stock Sale -$2.26K -2 -0.19% $1,128.93 1.05K Jan 2, 2024 Direct F9
transaction FICO Common Stock Sale -$56.5K -50 -4.78% $1,130.73 996 Jan 2, 2024 Direct
transaction FICO Common Stock Sale -$283K -250 -25.1% $1,133.78 746 Jan 2, 2024 Direct F10
transaction FICO Common Stock Sale -$56.8K -50 -6.7% $1,135.49 696 Jan 2, 2024 Direct
transaction FICO Common Stock Sale -$114K -100 -14.37% $1,138.78 596 Jan 2, 2024 Direct
transaction FICO Common Stock Sale -$171K -150 -25.17% $1,141.14 446 Jan 2, 2024 Direct F11
transaction FICO Common Stock Sale -$115K -100 -22.42% $1,145.14 346 Jan 2, 2024 Direct
transaction FICO Common Stock Sale -$57.3K -50 -14.45% $1,146.46 296 Jan 2, 2024 Direct
transaction FICO Common Stock Sale -$57.4K -50 -16.89% $1,148.65 246 Jan 2, 2024 Direct
transaction FICO Common Stock Sale -$111K -96 -39.02% $1,152.40 150 Jan 2, 2024 Direct
transaction FICO Common Stock Sale -$115K -100 -66.67% $1,154.01 50 Jan 2, 2024 Direct
transaction FICO Common Stock Sale -$57.8K -50 -100% $1,155.59 0 Jan 2, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FICO Non-Qualified Stock Options (right to buy) Options Exercise $0 -5.13K -100% $0.00* 0 Jan 2, 2024 Common Stock 5.13K $163.17 Direct F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $1,119.64 to $1,120.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2 This transaction was executed in multiple trades at prices ranging from $1,120.70 to $1,121.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3 This transaction was executed in multiple trades at prices ranging from $1,121.7050 to $1,122.5050. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4 This transaction was executed in multiple trades at prices ranging from $1,122.76 to $1,123.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F5 This transaction was executed in multiple trades at prices ranging from $1,123.83 to $1,124.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F6 This transaction was executed in multiple trades at prices ranging from $1,124.8350 to $1,125.8350. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F7 This transaction was executed in multiple trades at prices ranging from $1,126.0950 to $1,126.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F8 This transaction was executed in multiple trades at prices ranging from $1,127.59 to $1,128.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F9 This transaction was executed in multiple trades at prices ranging from $1,128.88 to $1,128.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F10 This transaction was executed in multiple trades at prices ranging from $1,133.40 to $1,134.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F11 This transaction was executed in multiple trades at prices ranging from $1,141.0850 to $1,141.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F12 The non-qualified stock options vest in three equal annual installments commencing on 04/02/2019, and annually on 04/02/2020 and 04/02/2021.