RICHARD B. HANDLER - 13 Dec 2023 Form 4 Insider Report for Jefferies Financial Group Inc. (JEF)

Role
CEO, Director
Signature
/s/ Joanna Jia, by power of attorney
Issuer symbol
JEF
Transactions as of
13 Dec 2023
Transactions value $
$10,499,987
Form type
4
Filing time
15 Dec 2023, 21:35:52 UTC
Previous filing
30 Nov 2023
Next filing
15 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JEF Common Stock Award $4.5M +120K +0.75% $37.51 16.1M 13 Dec 2023 Direct F1
transaction JEF Common Stock Award $6M +160K +1% $37.51 16.2M 13 Dec 2023 Direct F2, F3
holding JEF Common Stock 41.9K 13 Dec 2023 By Reporting Person's 2021-A LLC
holding JEF Common Stock 234K 13 Dec 2023 By Reporting Person's 2021 LLC
holding JEF Common Stock 272K 13 Dec 2023 By Reporting Person's 2012 Trust
holding JEF Common Stock 280K 13 Dec 2023 By Spouse of Reporting Person's Trust
holding JEF Common Stock 196K 13 Dec 2023 By Reporting Person's 2022-A Trust
holding JEF Common Stock 637K 13 Dec 2023 By Reporting Person's 2022 LLC
holding JEF Common Stock 122K 13 Dec 2023 By Trustee of Profit Sharing Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.
F2 Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.
F3 As of close of business on 12/15/2023, the filing date of this Form 4, the reporting person has total beneficial holdings (direct and indirect) of 18,114,781.