Brian P. Friedman - 13 Dec 2023 Form 4 Insider Report for Jefferies Financial Group Inc. (JEF)

Role
President, Director
Signature
/s/ Joanna Jia, by power of attorney
Issuer symbol
JEF
Transactions as of
13 Dec 2023
Net transactions value
+$9,999,941
Form type
4
Filing time
15 Dec 2023, 21:32:26 UTC
Previous filing
30 Nov 2023
Next filing
27 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JEF Common Stock Award $4,285,968 +114,262 +2.5% $37.51 4,773,840 13 Dec 2023 Direct F1
transaction JEF Common Stock Award $5,713,973 +152,332 +3.2% $37.51 4,926,172 13 Dec 2023 Direct F2
transaction JEF Common Stock Award $0 +95,879 +1.9% $0.000000 5,022,051 15 Dec 2023 Direct F3
holding JEF Common Stock 39,528 13 Dec 2023 By Trustee of Profit Sharing Plan
holding JEF Common Stock 556,780 13 Dec 2023 By Family Limited Partnership F4
holding JEF Common Stock 755,653 13 Dec 2023 By Reporting Person's LLC
holding JEF Common Stock 900,000 13 Dec 2023 By Reporting Person's Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.
F2 Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.
F3 Restricted stock units (RSUs) earned in respect of prior compensation year 2021 grant of Long-Term Performance-Linked RSUs.
F4 The reporting person disclaims beneficial ownership of the portion of shares held by the limited partnership in excess of his proportionate pecuniary interest in those shares.