Brian P. Friedman - Dec 13, 2023 Form 4 Insider Report for Jefferies Financial Group Inc. (JEF)

Role
President, Director
Signature
/s/ Joanna Jia, by power of attorney
Stock symbol
JEF
Transactions as of
Dec 13, 2023
Transactions value $
$9,999,941
Form type
4
Date filed
12/15/2023, 09:32 PM
Previous filing
Nov 30, 2023
Next filing
Dec 27, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JEF Common Stock Award $4.29M +114K +2.45% $37.51 4.77M Dec 13, 2023 Direct F1
transaction JEF Common Stock Award $5.71M +152K +3.19% $37.51 4.93M Dec 13, 2023 Direct F2
transaction JEF Common Stock Award $0 +95.9K +1.95% $0.00 5.02M Dec 15, 2023 Direct F3
holding JEF Common Stock 39.5K Dec 13, 2023 By Trustee of Profit Sharing Plan
holding JEF Common Stock 557K Dec 13, 2023 By Family Limited Partnership F4
holding JEF Common Stock 756K Dec 13, 2023 By Reporting Person's LLC
holding JEF Common Stock 900K Dec 13, 2023 By Reporting Person's Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.
F2 Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.
F3 Restricted stock units (RSUs) earned in respect of prior compensation year 2021 grant of Long-Term Performance-Linked RSUs.
F4 The reporting person disclaims beneficial ownership of the portion of shares held by the limited partnership in excess of his proportionate pecuniary interest in those shares.