Nikhil Behl - 09 Dec 2023 Form 4 Insider Report for FAIR ISAAC CORP (FICO)

Role
Executive Vice President
Signature
/s/ Carrie H. Darling, Attorney-in-fact
Issuer symbol
FICO
Transactions as of
09 Dec 2023
Net transactions value
-$952,888
Form type
4
Filing time
12 Dec 2023, 18:36:08 UTC
Previous filing
30 Aug 2023
Next filing
28 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FICO Common Stock Options Exercise $0 +328 +512% $0.000000 392 09 Dec 2023 Direct F1
transaction FICO Common Stock Tax liability $184,906 -163 -42% $1134.39 229 09 Dec 2023 Direct F2
transaction FICO Common Stock Options Exercise $0 +1,361 +594% $0.000000 1,590 10 Dec 2023 Direct
transaction FICO Common Stock Tax liability $767,982 -677 -43% $1134.39 913 10 Dec 2023 Direct F2
holding FICO Common Stock 9,363 09 Dec 2023 Trust of Nikhil Behl & Malvika Behl

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FICO Restricted Stock Units Award $0 +1,184 $0.000000 1,184 09 Dec 2023 Common Stock 1,184 Direct F3, F4, F5
transaction FICO Restricted Stock Units Options Exercise $0 +328 +50% $0.000000 981 09 Dec 2023 Common Stock 328 Direct F3, F4, F5
transaction FICO Restricted Stock Units Options Exercise $0 +511 $0.000000* 0 10 Dec 2023 Common Stock 511 Direct F3, F4, F5
transaction FICO Restricted Stock Units Options Exercise $0 +382 $0.000000 382 10 Dec 2023 Common Stock 382 Direct F3, F4, F5
transaction FICO Restricted Stock Units Options Exercise $0 +468 +100% $0.000000 936 10 Dec 2023 Common Stock 468 Direct F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 10.729 shares acquired under the FICO Employee Stock Purchase Plan on August 31, 2023.
F2 Shares withheld by Company for payment of taxes due at vesting from earned market share units, earned performance share units and restricted stock units.
F3 Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F4 The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
F5 No expiration date.